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Reg SHO Threshold List
REG SHO Overview
As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:
- There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
- The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
- The security is included on a list published by a self-regulatory organization (SRO).
A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.
Market Category Counts
| NASDAQ (Q,G,S) |
|---|
| 67 |
File Download
| Trade Date | Download Link | File Creation Timestamp |
|---|---|---|
| Wednesday, February 4, 2026 | Download | 2/4/2026 11:00:05 PM |
Threshold Security List
| Symbol | Security Name | Market Category | Reg SHO Threshold Flag | Rule 3210 |
|---|---|---|---|---|
| AKAN | AKANDA CORP COM PAR $ NEW DECE | S | Y | N |
| AMDD | DIREXION SHS ETF TR DAILY AMD | G | Y | N |
| AMZD | DIREXION SHS ETF TR DAILY AMZN | G | Y | N |
| APPX | INVMENT MNGERS SER TR II TRADR | G | Y | N |
| AREB | AMERICAN REBEL HLDGS INC COM | S | Y | N |
| ASTI | ASCENT SOLAR TECHNOLOGIES INC | S | Y | N |
| BCTX | BRIACELL THERAPEUTICS CORP NEW | S | Y | N |
| BRKU | DIREXION SHS ETF TR DAILY BRK/ | G | Y | N |
| BYND | BEYOND MEAT INC COM (DE) | Q | Y | N |
| CDT | CDT EQUITY INC COM PAR $0.0001 | S | Y | N |
| CRCG | THEMES ETF TR LEVERAGE SHARES | G | Y | N |
| CRWG | THEMES ETF TR LEVERAGE SHARES | G | Y | N |
| DRMA | DERMATA THERAPEUTICS INC COM P | S | Y | N |
| EFAS | GLOBAL X FDS MSCI SUPERDIVIDEN | G | Y | N |
| ELPW | ELONG PWR HLDG LTD SHS CL A (N | G | Y | N |
| EMPD | EMPERY DIGITAL INC. COMMON STO | Q | Y | N |
| EVTV | ENVIROTECH VEHS INC COM PAR $0 | S | Y | N |
| EZRAW | RELIANCE GLOBAL GROUP INC WT E | S | Y | N |
| FEED | ENVUE MEDICAL, INC. COMMON STO | S | Y | N |
| GITS | GLOBAL INTERACTIVE TECHNOLOGIE | S | Y | N |
| GNLN | GREENLANE HLDGS INC CL A NEW 2 | S | Y | N |
| GOVX | GEOVAX LABS INC COM PAR $0.001 | S | Y | N |
| GXAI | GAXOS.AI INC COM PAR $0.0001 ( | S | Y | N |
| HCTI | HEALTHCARE TRIANGLE INC COM PA | S | Y | N |
| HIMZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| IONL | GRANITESHARES ETF TR 2X LONG | G | Y | N |
| IONZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| JTAI | JET AI INC COM NEW | S | Y | N |
| KXIN | KAIXIN HLDGS ORD SHS NEW US$1. | S | Y | N |
| LGCB | LINKAGE GLOBAL INC CL A NEW (C | S | Y | N |
| MFI | MF INTL LTD SHS NEW CL A NO PA | S | Y | N |
| MNTS | MOMENTUS INC CL A PAR $0.00001 | S | Y | N |
| MSFU | DIREXION SHS ETF TR DAILY MSFT | G | Y | N |
| MST | TIDAL TR II DEFIANCE LEVERAGED | G | Y | N |
| MSTP | GRANITESHARES ETF TR 2X LONG M | G | Y | N |
| MSTX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| MUD | DIREXION SHS ETF TR DAILY MU B | G | Y | N |
| NOWL | GRANITESHARES ETF TR 2X LONG N | G | Y | N |
| NVDU | DIREXION SHS ETF TR DAILY NVDA | G | Y | N |
| OKLL | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| PBPH | TIDAL ETF TR IV PORT BLDG BLOC | G | Y | N |
| PLTU | DIREXION SHS ETF TR DAILY PLTR | G | Y | N |
| PLTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| PTORU | PRAETORIAN ACQU CORP USD UNITS | G | Y | N |
| QBTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| REVB | REVELATION BIOSCIENCES INC COM | S | Y | N |
| RGTX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| RGTZ | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| RKLZ | TIDAL TR II DEFIANCE DILY TARG | G | Y | N |
| SEGG | LOTTERY.COM, INC. COMMON STOCK | G | Y | N |
| SHPH | SHUTTLE PHARMACEUTICALS HLDGS | S | Y | N |
| SMCX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SMST | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SOPA | SOCIETY PASS INC COM NEW | S | Y | N |
| SOUX | TIDAL TR II DEFIANCE DAILY TAR | G | Y | N |
| SQQQ | PROSHARES TR ULTRAPRO SHORT QQ | G | Y | N |
| SUUN | POWERBANK CORP COM(CAN) | G | Y | N |
| SVRN | OCEANPAL INC COM PAR $0.01 NEW | S | Y | N |
| SXTP | 60 DEGREES PHARMACEUTICALS INC | S | Y | N |
| TIRX | TIAN RUIXIANG HLDGS LTD CLASS | S | Y | N |
| TSLQ | INVT MNRG SR TR II TRDR 2X SHO | G | Y | N |
| TSLR | GRANITESHARES ETF TR 2X LONG T | G | Y | N |
| USGG | THEMES ETF TR LEVERAGE SHS 2 | G | Y | N |
| UUUG | THEMES ETF TR LEVERAGE SHS 2X | G | Y | N |
| VEEE | TWIN VEE POWERCATS CO COM NEW | S | Y | N |
| VOLT | TEMA ETF TR ELECTRIFICATION ET | G | Y | N |
| XHLD | TEN HLDGS INC COM NEW | S | Y | N |
Effective Monday, November 17, 2014, the Regulation SHO Threshold List for OTC Equities (i.e. OTCBB and Other OTC) will no longer be available on NasdaqTrader.com. From that date forward, it will be available only on the OTC Reporting Facility (ORF) pages of FINRA.org.
Historical Reg SHO Threshold Lists for OTC Equities will continue to be available on NasdaqTrader.com for dates prior to November 17, 2014.
This change does not affect the Reg SHO Threshold list for Nasdaq markets which will continue to be displayed on NasdaqTrader.com.
Questions regarding this notice can be directed to FINRA Operations at (866) 776-0800.
