| Date |
Notice |
Title |
| November 19, 2009 |
UPC Notice #020-2009 |
Liberty Media Corporation Liberty Starz Series A & B Common Stock |
| August 24, 2009 |
UPC Notice #019-2009 |
Seahawk Drilling, Inc. Common Stock |
| August 7, 2009 |
UPC Notice #018-2009 |
Altisource Portfolio Solutions S.A. Common Stock |
| August 6, 2009 |
UPC Notice #017-2009 |
Himax Technologies, Inc. ADS |
| June 30, 2009 |
UPC Notice #016-2009 |
Myriad Pharmaceuticals, Inc. Common Stock (When Issued) |
| May 27, 2009 |
UPC Notice #015-2009 |
Harris Stratex Networks, Inc. Class A Common Stock (When Issued) |
| May 19, 2009 |
UPC Notice #014-2009 |
Constar International, Inc. Common Stock (When Issued) |
| May 11, 2009 |
UPC Notice #013-2009 |
Shearson Financial Networks Inc |
| April 20, 2009 |
UPC Notice #012-2009 |
Hines Horticulture, Inc. |
| April 2, 2009 |
UPC Notice #011-2009 |
Charys Holding Company,Inc. |
| March 26, 2009 |
UPC Notice #010-2009 |
Apex Silver Mines Limited |
| February 17, 2009 |
UPC Notice #009-2009 |
Superior Offshore International, Inc. (revised) |
| February 9, 2009 |
UPC Notice #008-2009 |
Sea Containers Ltd |
| February 6, 2009 |
UPC Notice #007-2009 |
Wellman, Inc. |
| February 6, 2009 |
UPC Notice #006-2009 |
FINRA Amends Form 211 to reflect changes to SEA Rule 15c2-11 |
| February 5, 2009 |
UPC Notice #005-2009 |
Secured Diversified Investment, Ltd. |
| February 5, 2009 |
UPC Notice #004-2009 |
PRB Energy, Inc. |
| February 3, 2009 |
UPC Notice #003-2009 |
Interstate Bakeries Corporation |
| January 14, 2009 |
UPC Notice #002-2009 |
Delta Financial Corporation |
| January 2, 2009 |
UPC Notice #001-2009 |
Sumitomo Mitsui Financial Group Inc |