| Date | Notice | Title |
| November 1, 2013 | UPC Notice #010-2013 | Penn National Gaming Inc Ex dist When Issued & Gaming and Leisure Prop Inc When Issued |
| November 1, 2013 | UPC Notice #009-2013 | Harvard Bioscience Inc Ex dist When Issued & Harvard Apparatus Reg Tech Inc When Issued |
| November 1, 2013 | UPC Notice #008-2013 | Lifevantage Corporation When Issued |
| October 31, 2013 | UPC Notice #007-2013 | United Online Inc Ex dist When Issued & FTD Companies Inc When Issued |
| June 28, 2013 | UPC Notice #006-2013 | News Corporation When Issued |
| June 28, 2013 | UPC Notice #005-2013 | Twenty-First Century Fox, Inc. Ex-Distribution When Issued |
| May 22, 2013 | UPC Notice #004-2013 | National Research Corporation Class A Common Stock When Issued |
| May 9, 2013 | UPC Notice #003-2013 | Gabelli Global Utility and Income Trust Rights When Issued |
| May 1, 2013 | UPC Notice #002-2013 | GW Pharmaceuticals plc When Issued |
| January 11, 2013 | UPC Notice #001-2013 | Liberty Media Corporation When Issued |