Information Circulars 2025

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/02/2025 CPRY Calamos ETF Trust Calamos Russell 2000 Structured Alt Protection ETF January NYSE Arca
01/02/2025 CPSY Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF January NYSE Arca
01/02/2025 DMAX iShares Trust iShares Large Cap Max Buffer Dec ETF BATS BZX Exchange
01/02/2025 GBXA Goldman Sachs ETF Trust Goldman Sachs U.S. Large Cap Buffer 1 ETF BATS BZX Exchange
01/02/2025 JANU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Jan ETF BATS BZX Exchange
01/02/2025 PBQQ PGIM Rock ETF Trust PGIM Laddered Nasdaq-100 Buffer 12 ETF NASDAQ Global Market
01/02/2025 PMJA PGIM Rock ETF Trust PGIM S&P 500 Max Buffer ETF - January BATS BZX Exchange
01/02/2025 PQAP PGIM Rock ETF Trust PGIM Nasdaq-100 Buffer 12 ETF - April NASDAQ Global Market
01/02/2025 PQJA PGIM Rock ETF Trust PGIM Nasdaq-100 Buffer 12 ETF - January NASDAQ Global Market
01/02/2025 PQJL PGIM Rock ETF Trust PGIM Nasdaq-100 Buffer 12 ETF - July NASDAQ Global Market
01/02/2025 PQOC PGIM Rock ETF Trust PGIM Nasdaq-100 Buffer 12 ETF - October NASDAQ Global Market
01/02/2025 QIDX Spinnaker ETF Series Indexperts Quality Earnings Focused ETF NYSE Arca
01/02/2025 RILA Spinnaker ETF Series Indexperts Gorilla Aggressive Growth ETF NYSE Arca
01/02/2025 TJAN Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to January 2027 BATS BZX Exchange
01/02/2025 YFFI Spinnaker ETF Series Indexperts Yield Focused Fixed Income ETF NYSE Arca
01/02/2025 ZJAN Innovator ETFs Trust Innovator Equity Defined Protection ETF - 1 Yr January BATS BZX Exchange
01/03/2025 RIOX Tidal Trust II Defiance Daily Target 2X Long RIOT ETF NYSE Arca
01/03/2025 TSEL Touchstone ETF Trust Touchstone Sands Capital US Select Growth ETF NASDAQ Global Market
01/06/2025 LDDR Stone Ridge Trust LifeX 2035 Term Income ETF BATS BZX Exchange
01/06/2025 LDER Stone Ridge Trust LifeX 2040 Term Income ETF BATS BZX Exchange
01/06/2025 LDRR Stone Ridge Trust LifeX 2045 Term Income ETF BATS BZX Exchange
01/06/2025 LFBD Stone Ridge Trust LifeX 2064 Longevity Income ETF BATS BZX Exchange
01/06/2025 LFBE Stone Ridge Trust LifeX 2065 Longevity Income ETF BATS BZX Exchange
01/06/2025 LIAY Stone Ridge Trust LifeX 2064 Inflation-Protected Longevity Income ETF BATS BZX Exchange
01/06/2025 LIBD Stone Ridge Trust LifeX 2065 Inflation-Protected Longevity Income ETF BATS BZX Exchange
01/07/2025 BPH Precidian ETFs Trust BP plc ADRhedged BATS BZX Exchange
01/07/2025 GSKH Precidian ETFs Trust GSK plc ADRhedged BATS BZX Exchange
01/07/2025 INVN The Alger ETF Trust Alger Russell Innovation ETF NYSE Arca
01/07/2025 NVOH Precidian ETFs Trust Novo Nordisk A/S B Shares ADRhedged BATS BZX Exchange
01/07/2025 SAPH Precidian ETFs Trust SAP SE ADRhedged BATS BZX Exchange
01/08/2025 SPBW AIM ETF Products Trust AllianzIM Buffer20 Allocation ETF NYSE Arca
01/08/2025 SPBX AIM ETF Products Trust AllianzIM 6 Month Buffer10 Allocation ETF NYSE Arca
01/13/2025 GEND Spinnaker ETF Series Genter Capital Dividend Income ETF NYSE Arca
01/13/2025 GENW Spinnaker ETF Series Genter Capital International Dividend ETF NYSE Arca
01/14/2025 ARMG Themes ETF Trust Leverage Shares 2X Long ARM Daily ETF NASDAQ Global Market
01/14/2025 ASMG Themes ETF Trust Leverage Shares 2X Long ASML Daily ETF NASDAQ Global Market
01/14/2025 CAS Simplify Exchange Traded Funds Simplify China A Shares PLUS Income ETF NYSE Arca
01/14/2025 LFGY Tidal Trust II YieldMax Crypto Industry & Tech Portfolio Option Income ETF NYSE Arca
01/14/2025 RSMV Listed Funds Trust Relative Strength Managed Volatility Strategy ETF NYSE Arca
01/14/2025 TSMG Themes ETF Trust Leverage Shares 2X Long TSM Daily ETF NASDAQ Global Market
01/15/2025 BNDS Series Portfolios Trust Infrastructure Capital Bond Income ETF NYSE Arca
01/15/2025 IYRI NEOS ETF Trust NEOS Real Estate High Income ETF BATS BZX Exchange
01/15/2025 ORR EA Series Trust Militia Long/Short Equity ETF NASDAQ Global Market
01/15/2025 SLVR Sprott Funds Trust Sprott Silver Miners & Physical Silver ETF NASDAQ Global Market
01/16/2025 CGMM Capital Group Equity ETF Trust I Capital Group U.S. Small and Mid Cap ETF NYSE Arca
01/16/2025 SOFX Tidal Trust II Defiance Daily Target 2X Long SOFI ETF NASDAQ Global Market
01/16/2025 TWOX iShares Trust iShares Large Cap Accelerated ETF BATS BZX Exchange
01/21/2025 CBLS Elevation Series Trust Clough Hedged Equity ETF NYSE Arca
01/21/2025 CBSE Elevation Series Trust Clough Select Equity ETF NYSE Arca
01/21/2025 JANM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - January BATS BZX Exchange
01/21/2025 LCR Managed Portfolio Series Leuthold Core ETF NYSE Arca
01/21/2025 LST Managed Portfolio Series Leuthold Select Industries ETF NYSE Arca
01/21/2025 QCJA First Trust Exchange-Traded Fund VIII FT Vest Nasdaq-100 Conservative Buffer ETF - January BATS BZX Exchange
01/21/2025 UXJA First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Uncapped Accelerator ETF - January BATS BZX Exchange
01/22/2025 CBOJ Calamos ETF Trust Calamos Bitcoin Structured Alt Protection ETF - January BATS BZX Exchange
01/22/2025 CPXR Tidal Trust III USCF Daily Target 2X Copper Index ETF NYSE Arca
01/22/2025 EDGE EA Series Trust MRBL Enhanced Equity ETF BATS BZX Exchange
01/22/2025 TXUE Thornburg ETF Trust Thornburg International Equity ETF NASDAQ Global Market
01/23/2025 BENJ Horizon Funds Horizon Landmark ETF NYSE Arca
01/23/2025 FIXP Tidal ETF Trust FolioBeyond Enhanced Fixed Income Premium ETF NYSE Arca
01/23/2025 GEME The 2023 ETF Series Trust Pacific North of South EM Equity Active ETF NASDAQ Global Market
01/23/2025 GPTY Tidal Trust II YieldMax AI & Tech Portfolio Option Income ETF NYSE Arca
01/23/2025 HBTA Horizon Funds Horizon Expedition Plus ETF NYSE Arca
01/23/2025 NHYM NuShares ETF Trust Nuveen High Yield Municipal Income ETF NYSE Arca
01/23/2025 NUMI NuShares ETF Trust Nuveen Municipal Income ETF NYSE Arca
01/23/2025 TXUG Thornburg ETF Trust Thornburg International Growth Fund ETF NASDAQ Global Market
01/23/2025 XIDV Franklin Templeton ETF Trust Franklin International Dividend Multiplier Index ETF NYSE Arca
01/23/2025 XUDV Franklin Templeton ETF Trust Franklin U.S. Dividend Multiplier Index ETF NYSE Arca
01/24/2025 AMDG Themes ETF Trust Leverage Shares 2X Long AMD Daily ETF NASDAQ Global Market
01/27/2025 ONEZ Elevation Series Trust TrueShares Seasonality Laddered Buffered ETF BATS BZX Exchange
01/28/2025 LQPE Tidal Trust III PEO AlphaQuest Thematic PE ETF NYSE Arca
01/29/2025 LENS EA Series Trust Sarmaya Thematic ETF BATS BZX Exchange
01/29/2025 UX Roundhill ETF Trust Roundhill Uranium ETF BATS BZX Exchange
01/30/2025 BCLO BlackRock ETF Trust II iShares BBB-B CLO Active ETF NASDAQ Global Market
01/30/2025 CVNY Tidal Trust II YieldMax CVNA Option Income Strategy ETF NYSE Arca
01/30/2025 MNRS Grayscale Funds Trust Grayscale Bitcoin Miners ETF NYSE Arca
01/31/2025 ROBN ETF Opportunities Trust T-Rex 2X Long HOOD Daily Target ETF BATS BZX Exchange
01/31/2025 YFYA Listed Funds Trust Yields for You Strategy A ETF NYSE Arca
02/03/2025 PEVC Pacer Funds Trust Pacer PE/VC ETF NYSE Arca
02/03/2025 PMFB PGIM Rock ETF Trust PGIM S&P 500 Max Buffer ETF - February BATS BZX Exchange
02/03/2025 ZFEB Innovator ETFs Trust Innovator Equity Defined Protection ETF - 1 Yr February BATS BZX Exchange
02/03/2025 CPSF Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF February NYSE Arca
02/03/2025 FEBU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Feb ETF BATS BZX Exchange
02/03/2025 GBXB Goldman Sachs ETF Trust Goldman Sachs U.S. Large Cap Buffer 2 ETF BATS BZX Exchange
02/03/2025 KFEB Innovator ETFs Trust Innovator U.S. Small Cap Power Buffer ETF - February BATS BZX Exchange
02/03/2025 NFEB Innovator ETFs Trust Innovator Growth-100 Power Buffer ETF - February BATS BZX Exchange
02/04/2025 CBTJ Calamos ETF Trust Calamos Bitcoin 80 Series Structured Alt Protection ETF - January BATS BZX Exchange
02/04/2025 CBXJ Calamos ETF Trust Calamos Bitcoin 90 Series Structured Alt Protection ETF - January BATS BZX Exchange
02/04/2025 FOXY Simplify Exchange Traded Funds Simplify Currency Strategy ETF NYSE Arca
02/04/2025 HVAC AdvisorShares Trust AdvisorShares HVAC and Industrials ETF NYSE Arca
02/05/2025 CSNR Cohen & Steers ETF Trust Cohen & Steers Natural Resources Active ETF NYSE Arca
02/05/2025 CSPF Cohen & Steers ETF Trust Cohen & Steers Preferred and Income Opportunities Active ETF NYSE Arca
02/05/2025 CSRE Cohen & Steers ETF Trust Cohen & Steers Real Estate Active ETF NYSE Arca
02/05/2025 GMMF BlackRock ETF Trust iShares Government Money Market ETF NYSE Arca
02/05/2025 JXX Janus Detroit Street Trust Janus Henderson Transformational Growth ETF BATS BZX Exchange
02/05/2025 KDEF Exchange Listed Funds Trust PLUS Korea Defense Industry Index ETF NYSE Arca
02/05/2025 PMMF BlackRock ETF Trust iShares Prime Money Market ETF NYSE Arca
02/05/2025 SCCR Schwab Strategic Trust Schwab Core Bond ETF NYSE Arca
02/05/2025 TMB Thornburg ETF Trust Thornburg Multi Sector Bond ETF NASDAQ Global Market
02/05/2025 TPLS Thornburg ETF Trust Thornburg Core Plus Bond ETF NASDAQ Global Market
02/06/2025 QBF Innovator ETFs Trust Innovator Uncapped Bitcoin 20 Floor ETF - Quarterly BATS BZX Exchange
02/06/2025 SDTY Tidal Trust II YieldMax S&P 500 0DTE Covered Call Strategy ETF NASDAQ Global Market
02/07/2025 BEGS Collaborative Investment Series Trust Rareview 2x Bull Cryptocurrency & Precious Metals ETF BATS BZX Exchange
02/07/2025 ORCX Tidal Trust II Defiance Daily Target 2X Long ORCL ETF NASDAQ Global Market
02/10/2025 HIMU BlackRock ETF Trust II iShares High Yield Muni Active ETF BATS BZX Exchange
02/11/2025 ELM Series Portfolios Trust Elm Market Navigator ETF NYSE Arca
02/11/2025 VBIL Vanguard Institutional Index Funds Vanguard 0-3 Month Treasury Bill ETF NASDAQ Global Market
02/11/2025 VGUS Vanguard Institutional Index Funds Vanguard Ultra-Short Treasury ETF NASDAQ Global Market
02/12/2025 AMDD Direxion Shares ETF Trust Direxion Daily AMD Bear 1X Shares NASDAQ Global Market
02/12/2025 AMUU Direxion Shares ETF Trust Direxion Daily AMD Bull 2X Shares NASDAQ Global Market
02/13/2025 BCHI The 2023 ETF Series Trust II GMO Beyond China ETF NYSE Arca
02/13/2025 DLLL GraniteShares ETF Trust GraniteShares 2x Long DELL Daily ETF NASDAQ Global Market
02/13/2025 ELON Tidal Trust III Battleshares TSLA vs F ETF NYSE Arca
02/13/2025 HYTI First Trust Exchange-Traded Fund IV FT Vest High Yield & Target Income ETF NYSE Arca
02/13/2025 INTW GraniteShares ETF Trust GraniteShares 2x Long INTC Daily ETF NASDAQ Global Market
02/13/2025 JFLI J.P. Morgan Exchange-Traded Fund Trust JPMorgan Flexible Income ETF NYSE Arca
02/13/2025 LQTI First Trust Exchange-Traded Fund IV FT Vest Investment Grade & Target Income ETF NYSE Arca
02/13/2025 LTTI First Trust Exchange-Traded Fund IV FT Vest 20+ Year Treasury & Target Income ETF NYSE Arca
02/13/2025 QCML GraniteShares ETF Trust GraniteShares 2x Long QCOM Daily ETF NASDAQ Global Market
02/13/2025 QDTY Tidal Trust II YieldMax Nasdaq 100 0DTE Covered Call Strategy ETF NASDAQ Global Market
02/14/2025 DHSB Strategy Shares Day Hagan Smart Buffer ETF NYSE Arca
02/14/2025 NCIQ Hashdex Nasdaq Crypto Index US ETF Hashdex Nasdaq Crypto Index US ETF NASDAQ Global Market
02/18/2025 AFSC abrdn Funds abrdn Focused U.S. Small Cap Active ETF NASDAQ Global Market
02/18/2025 AGEM abrdn Funds abrdn Emerging Markets Dividend Active ETF NASDAQ Global Market
02/19/2025 AAPW Roundhill ETF Trust Roundhill AAPL WeeklyPay ETF BATS BZX Exchange
02/19/2025 ABLS Abacus FCF ETF Trust Abacus FCF Small Cap Leaders ETF BATS BZX Exchange
02/19/2025 COIW Roundhill ETF Trust Roundhill COIN WeeklyPay ETF BATS BZX Exchange
02/19/2025 NVW Roundhill ETF Trust Roundhill NVDA WeeklyPay ETF BATS BZX Exchange
02/19/2025 OOQB Volatility Shares Trust One One Nasdaq-100 and Bitcoin ETF NASDAQ Global Market
02/19/2025 OOSB Volatility Shares Trust One One S&P 500 and Bitcoin ETF NASDAQ Global Market
02/19/2025 PLTW Roundhill ETF Trust Roundhill PLTR WeeklyPay ETF BATS BZX Exchange
02/19/2025 TCPB Thrivent ETF Trust Thrivent Core Plus Bond ETF NYSE Arca
02/19/2025 TSW Roundhill ETF Trust Roundhill TSLA WeeklyPay ETF BATS BZX Exchange
02/19/2025 TUSB Thrivent ETF Trust Thrivent Ultra Short Bond ETF NYSE Arca
02/20/2025 BNKD Bank Of Montreal MicroSectors U.S. Big Banks -3 Inverse Leveraged ETNs due February 17, 2045 NYSE Arca
02/20/2025 BNKU Bank Of Montreal MicroSectors U.S. Big Banks 3 Leveraged ETNs due February 17, 2045 NYSE Arca
02/20/2025 EZPZ Franklin Crypto Index ETF Franklin Crypto Index ETF BATS BZX Exchange
02/20/2025 FNGB Bank Of Montreal MicroSectors FANG+ 3X Leveraged ETNs NYSE Arca
02/20/2025 GBUG Sprott Funds Trust Sprott Active Gold & Silver Miners ETF NASDAQ Global Market
02/20/2025 NRGD Bank Of Montreal MicroSectors U.S. Big Oil -3 Inverse Leveraged ETNs due February 17, 2045 NYSE Arca
02/20/2025 NRGU Bank Of Montreal MicroSectors U.S. Big Oil 3 Leveraged ETNs due February 17, 2045 NYSE Arca
02/20/2025 PIPE Invesco Actively Managed Exchange-Traded Fund Trust Invesco SteelPath MLP & Energy Infrastructure ETF BATS BZX Exchange
02/21/2025 TSPX Manager Directed Portfolios Twin Oak Active Opportunities ETF BATS BZX Exchange
02/24/2025 FEBM First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Max Buffer ETF - February BATS BZX Exchange
02/24/2025 MAVF EA Series Trust Matrix Advisors Value ETF NYSE Arca
02/24/2025 QMFE First Trust Exchange-Traded Fund VIII FT Vest Nasdaq-100 Moderate Buffer ETF - February BATS BZX Exchange
02/24/2025 YOKE EA Series Trust YOKE Core ETF NASDAQ Global Market
02/25/2025 RBIL The RBB Fund, Inc. F/m Ultrashort Treasury Inflation-Protected Security (TIPS) ETF NASDAQ Global Market
02/26/2025 RAA ETF Opportunities Trust SMI 3Fourteen REAL Asset Allocation ETF NASDAQ Global Market
02/26/2025 TEMX Touchstone ETF Trust Touchstone Sands Capital Emerging Markets ex-China Growth ETF BATS BZX Exchange
02/26/2025 TQQY GraniteShares ETF Trust GraniteShares YieldBOOST QQQ ETF NASDAQ Global Market
02/26/2025 YSPY GraniteShares ETF Trust GraniteShares YieldBOOST SPY ETF NASDAQ Global Market
02/27/2025 EBI The RBB Fund Trust Longview Advantage ETF NASDAQ Global Market
02/27/2025 EVYM Morgan Stanley ETF Trust Eaton Vance High Income Municipal ETF NASDAQ Global Market
02/27/2025 FTKI First Trust Exchange-Traded Fund VI First Trust Small Cap BuyWrite Income ETF NYSE Arca
02/27/2025 PRIV SSGA Active Trust SPDR SSGA IG Public & Private Credit ETF NYSE Arca
02/27/2025 RCGE EA Series Trust RockCreek Global Equality ETF NASDAQ Global Market
02/27/2025 TOV EA Series Trust JLens 500 Jewish Advocacy U.S. ETF NYSE Arca
02/28/2025 LGDX Tidal Trust III Intech S&P Large Cap Diversified Alpha ETF NYSE Arca
02/28/2025 SMDX Tidal Trust III Intech S&P Small-Mid Cap Diversified Alpha ETF NYSE Arca
03/03/2025 CPNM Calamos ETF Trust Calamos Nasdaq-100 Structured Alt Protection ETF - March NYSE Arca
03/03/2025 CPSR Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF - March NYSE Arca
03/03/2025 GBXC Goldman Sachs ETF Trust Goldman Sachs U.S. Large Cap Buffer 3 ETF BATS BZX Exchange
03/03/2025 KMAR Innovator ETFs Trust Innovator U.S. Small Cap Power Buffer ETF - March BATS BZX Exchange
03/03/2025 MARU AIM ETF Products Trust AllianzIM U.S. Equity Buffer15 Uncapped Mar ETF BATS BZX Exchange
03/03/2025 NMAR Innovator ETFs Trust Innovator Growth-100 Power Buffer ETF - March BATS BZX Exchange
03/03/2025 PMMR PGIM Rock ETF Trust PGIM S&P 500 Max Buffer ETF - March BATS BZX Exchange
03/03/2025 ZMAR Innovator ETFs Trust Innovator Equity Defined Protection ETF - 1 Yr March BATS BZX Exchange
03/04/2025 ARMU ETF Opportunities Trust T-REX 2X Long ARM Daily Target ETF BATS BZX Exchange
03/04/2025 DABS DoubleLine ETF Trust DoubleLine Asset-Backed Securities ETF NYSE Arca
03/04/2025 DJTU ETF Opportunities Trust T-REX 2X Long DJT Daily Target ETF BATS BZX Exchange
03/04/2025 RBLU ETF Opportunities Trust T-REX 2X Long RBLX Daily Target ETF BATS BZX Exchange
03/05/2025 OMAH Tidal Trust III VistaShares Target 15 Berkshire Select Income ETF NYSE Arca
03/05/2025 TLCI Touchstone ETF Trust Touchstone International Equity ETF NYSE Arca
03/06/2025 ALLW SSGA Active Trust SPDR Bridgewater All Weather ETF NASDAQ Global Market
03/06/2025 APED Tidal Trust II STKd 100% MSTR & 100% COIN ETF NASDAQ Global Market
03/06/2025 HTAX Macquarie ETF Trust Macquarie National High-Yield Municipal Bond ETF NYSE Arca
03/06/2025 LAYS Tidal Trust II STKd 100% NVDA & 100% AMD ETF NASDAQ Global Market
03/06/2025 RDTY Tidal Trust II YieldMax R2000 0DTE Covered Strategy ETF NASDAQ Global Market
03/06/2025 SPBU AIM ETF Products Trust AllianzIM Buffer15 Uncapped Allocation ETF BATS BZX Exchange
03/06/2025 SPCY Tidal Trust II STKd 100% SMCI & 100% NVDA ETF NASDAQ Global Market
03/06/2025 TRIO EA Series Trust MC Trio Equity Buffered ETF BATS BZX Exchange
03/06/2025 WEEK Roundhill ETF Trust Roundhill Weekly T-Bill ETF BATS BZX Exchange
03/06/2025 ZIPP Tidal Trust II STKd 100% UBER & 100% TSLA ETF NASDAQ Global Market
03/07/2025 MRAL GraniteShares ETF Trust GraniteShares 2x Long MARA Daily ETF NASDAQ Global Market
03/07/2025 MVLL GraniteShares ETF Trust GraniteShares 2x Long MRVL Daily ETF NASDAQ Global Market
03/11/2025 OWNB Bitwise Funds Trust Bitwise Bitcoin Standard Corporations ETF NYSE Arca
03/11/2025 QDWN Strategic Trust DailyDelta Q100 Downside Option Strategy ETF NYSE Arca
03/11/2025 QUP Strategic Trust DailyDelta Q100 Upside Option Strategy ETF NYSE Arca
03/11/2025 SNTH Tidal Trust III MRP SynthEquity ETF NYSE Arca
03/12/2025 IONX Tidal Trust II Defiance Daily Target 2X Long IONQ ETF NASDAQ Global Market
03/12/2025 KBAB KraneShares Trust KraneShares 2x Long BABA Daily ETF NASDAQ Global Market
03/12/2025 KPDD KraneShares Trust KraneShares 2x Long PDD Daily ETF NASDAQ Global Market
03/13/2025 HIMZ Tidal Trust II Defiance Daily Target 2X Long HIMS ETF NASDAQ Global Market
03/13/2025 ISMF BlackRock ETF Trust iShares Managed Futures Active ETF BATS BZX Exchange
03/13/2025 RKLX Tidal Trust II Defiance Daily Target 2X Long RKLB ETF NASDAQ Global Market
03/13/2025 TAXM BondBloxx ETF Trust BondBloxx IR+M Tax-Aware ETF for Massachusetts Residents NYSE Arca
03/13/2025 TXXI BondBloxx ETF Trust BondBloxx IR+M Tax-Aware Intermediate Duration ETF NYSE Arca
03/14/2025 ARMH Precidian ETFs Trust Arm Holdings PLC ADRhedged BATS BZX Exchange
03/14/2025 ASMH Precidian ETFs Trust ASML Holding NV ADRhedged BATS BZX Exchange
03/14/2025 BMAX ETF Opportunities Trust REX Bitcoin Corporate Treasury Convertible Bond ETF NASDAQ Global Market
03/14/2025 COIG Themes ETF Trust Leverage Shares 2X Long COIN Daily ETF NASDAQ Global Market
03/14/2025 JUSA J.P. Morgan Exchange-Traded Fund Trust JPMorgan U.S. Research Enhanced Large Cap ETF NYSE Arca
03/14/2025 SCEC Capitol Series Trust Sterling Capital Enhanced Core Bond ETF BATS BZX Exchange
03/14/2025 SPUT Innovator ETFs Trust Innovator Equity Premium Income - Daily PutWrite ETF NYSE Arca
03/14/2025 STHH Precidian ETFs Trust STMicroelectronics NV ADRhedged BATS BZX Exchange
03/14/2025 TMH Precidian ETFs Trust Toyota Motor Corporation ADRhedged BATS BZX Exchange
03/18/2025 LMUB iShares Trust iShares Long-Term National Muni Bond ETF NYSE Arca
03/19/2025 HBTC Listed Funds Trust Fortuna Hedged Bitcoin Fund BATS BZX Exchange
03/19/2025 HOOX Tidal Trust II Defiance Daily Target 2X Long HOOD ETF NASDAQ Global Market
03/19/2025 IMF Invesco Managed Futures Strategy ETF Invesco Managed Futures Strategy ETF BATS BZX Exchange
03/20/2025 FMTM EA Series Trust MarketDesk Focused U.S. Momentum ETF NASDAQ Global Market
03/20/2025 SOLT Volatility Shares Trust 2x Solana ETF NASDAQ Global Market
03/20/2025 SOLZ Volatility Shares Trust Solana ETF NASDAQ Global Market
03/20/2025 VYLD J P Morgan Chase & Co Inverse VIX Short-Term Futures ETNs due March 22, 2045 NYSE Arca
03/21/2025 ADBG Themes ETF Trust Leverage Shares 2X Long ADBE Daily ETF NASDAQ Global Market
03/21/2025 HOOG Themes ETF Trust Leverage Shares 2X Long HOOD Daily ETF NASDAQ Global Market
03/21/2025 PANG Themes ETF Trust Leverage Shares 2X Long PANW Daily ETF NASDAQ Global Market
03/24/2025 PCFI FundVantage Trust Polen Floating Rate Income ETF NYSE Arca
03/24/2025 RSMR First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Equal Weight Buffer ETF - March NYSE Arca
03/24/2025 TMAR First Trust Exchange-Traded Fund VIII FT Vest Emerging Markets Buffer ETF - March BATS BZX Exchange
03/25/2025 IONL GraniteShares ETF Trust GraniteShares 2x Long IONQ Daily ETF NASDAQ Global Market
03/25/2025 PCHI FundVantage Trust Polen High Income ETF NYSE Arca
03/25/2025 RDTL GraniteShares ETF Trust GraniteShares 2x Long RDDT Daily ETF NASDAQ Global Market
03/25/2025 VRTL GraniteShares ETF Trust GraniteShares 2x Long VRT Daily ETF NASDAQ Global Market
03/26/2025 ELIL Direxion Shares ETF Trust Direxion Daily LLY Bull 2X Shares NASDAQ Global Market
03/26/2025 ELIS Direxion Shares ETF Trust Direxion Daily LLY Bear 1X Shares NASDAQ Global Market
03/26/2025 IBCA iShares Trust iShares iBonds Dec 2035 Term Corporate ETF NYSE Arca
03/26/2025 IBGB iShares Trust iShares iBonds Dec 2045 Term Treasury ETF NASDAQ Global Market
03/26/2025 IBGL iShares Trust iShares iBonds Dec 2055 Term Treasury ETF NASDAQ Global Market
03/26/2025 IBHL iShares Trust iShares iBonds 2032 Term High Yield and Income ETF BATS BZX Exchange
03/26/2025 IBIL iShares Trust iShares iBonds Oct 2035 Term TIPS ETF NYSE Arca
03/26/2025 IBMT iShares Trust iShares iBonds Dec 2031 Term Muni Bond ETF BATS BZX Exchange
03/26/2025 IBTQ iShares Trust iShares iBonds Dec 2035 Term Treasury ETF NASDAQ Global Market
03/26/2025 LCAP Principal Exchange-Traded Funds Principal Capital Appreciation Select ETF BATS BZX Exchange
03/26/2025 PALD Direxion Shares ETF Trust Direxion Daily PANW Bear 1X Shares NASDAQ Global Market
03/26/2025 PALU Direxion Shares ETF Trust Direxion Daily PANW Bull 2X Shares NASDAQ Global Market
03/27/2025 GLCR Listed Funds Trust GlacierShares Nasdaq Iceland ETF NASDAQ Global Market
03/27/2025 HEQQ J.P. Morgan Exchange-Traded Fund Trust JPMorgan Nasdaq Hedged Equity Laddered Overlay ETF NASDAQ Global Market
03/27/2025 TCAL T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Capital Appreciation Premium Income ETF NYSE Arca
03/27/2025 THEQ T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Hedged Equity ETF NYSE Arca
03/27/2025 WNTR Tidal Trust II YieldMax MSTR Short Option Income Strategy ETF NYSE Arca
03/27/2025 AGRW Allspring Exchange-Traded Funds Trust Allspring LT Large Growth ETF NYSE Arca
03/27/2025 ASLV Allspring Exchange-Traded Funds Trust Allspring Special Large Value ETF NYSE Arca
03/27/2025 AVUQ American Century ETF Trust Avantis U.S. Quality ETF NASDAQ Global Market
03/27/2025 BFRE Ultimus Managers Trust Westwood LBRTY Global Equity ETF NYSE Arca
03/28/2025 CFIT Cambria ETF Trust Cambria Fixed Income Trend ETF BATS BZX Exchange
03/31/2025 BKCG BNY Mellon ETF Trust II BNY Mellon Concentrated Growth ETF NYSE Arca
03/31/2025 HWSM Hotchkis & Wiley Capital Management LLC Hotchkis & Wiley SMID Cap Diversified Value Fund NASDAQ Global Market
04/01/2025 CPRA Calamos ETF Trust Calamos Russell 2000 Structured Alt Protection ETF - April NYSE Arca
04/01/2025 CPSP Calamos ETF Trust Calamos S&P 500 Structured Alt Protection ETF - April NYSE Arca
04/01/2025 DSPY Tema ETF Trust Tema S&P 500 Historical Weight ETF Strategy NYSE Arca
04/01/2025 ILS ETF Opportunities Trust Brookmont Catastrophic Bond ETF NYSE Arca
04/01/2025 MMAX iShares Trust iShares Large Cap Max Buffer Mar ETF BATS BZX Exchange
04/01/2025 PMAP PGIM Rock ETF Trust PGIM S&P 500 Max Buffer ETF - April BATS BZX Exchange
04/01/2025 RGTX Tidal Trust II Defiance Daily Target 2X Long RGTI ETF NASDAQ Global Market
04/01/2025 SMCZ Tidal Trust II Defiance Daily Target 2X Short SMCI ETF NASDAQ Global Market
04/01/2025 TAPR Innovator ETFs Trust Innovator Equity Defined Protection ETF - 2 Yr to April 2027 BATS BZX Exchange
04/01/2025 ZAPR Innovator ETFs Trust Innovator Equity Defined Protection ETF - 1 Yr April BATS BZX Exchange
04/02/2025 BPI Grayscale Funds Trust Grayscale Bitcoin Premium Income ETF NYSE Arca
04/02/2025 BTCC Grayscale Funds Trust Grayscale Bitcoin Covered Call ETF NYSE Arca
04/02/2025 GLDY Tidal Trust II Defiance Gold Enhanced Options Income ETF NASDAQ Global Market
04/03/2025 GIND Goldman Sachs ETF Trust Goldman Sachs India Equity ETF NASDAQ Global Market
04/03/2025 WSML iShares Trust iShares MSCI World Small-Cap ETF NASDAQ Global Market
04/03/2025 WTMU WisdomTree Trust WisdomTree Core Laddered Municipal Fund NASDAQ Global Market
04/03/2025 WTMY WisdomTree Trust WisdomTree High Income Laddered Municipal Fund NASDAQ Global Market