Information Circulars 2026

Overview

The Nasdaq Stock Market, Nasdaq BX, and PSX will be providing additional information about trading certain structured products, which present special characteristics and risks associated with their trading.

This additional information for both exchanges is being presented in Information Circulars, whose purpose is to describe some of the characteristics and risks of these securities, alert members to possible prospectus delivery requirements and remind them of Nasdaq Rule 2310, BX Rule 2310 and PSX Rule763 which require members to determine the suitability of investments recommended to customers.

 

Trade Date Symbol(s) Issuer Exchange Traded Product Listing Market
01/02/2026 ARKD ARK ETF Trust ARK DIET Q1 Buffer ETF BATS BZX Exchange
01/02/2026 DDFJ Innovator ETFs Trust Innovator Equity Dual Directional 15 Buffer ETF - January BATS BZX Exchange
01/02/2026 DDNQ Innovator ETFs Trust Innovator Growth-100 Dual Directional 5 Buffer ETF - Quarterly BATS BZX Exchange
01/02/2026 DDSQ Innovator ETFs Trust Innovator Equity Dual Directional 5 Buffer ETF - Quarterly BATS BZX Exchange
01/02/2026 DDTJ Innovator ETFs Trust Innovator Equity Dual Directional 10 Buffer ETF - January BATS BZX Exchange
01/02/2026 GOLS Gabelli ETFs Trust Gabelli Opportunities in Live and Sports ETF NYSE Arca
01/02/2026 PRAY FIS Trust FIS Christian Stock Fund NYSE Arca
01/07/2026 KIQQ KraneShares Trust KraneShares InspereX Nasdaq Dynamic Buffered High Income Index ETF NASDAQ Global Market
01/07/2026 PLU Tidal Trust II Defiance Daily Target 2x Long PL ETF BATS BZX Exchange
01/07/2026 TDAX ETF Opportunities Trust TDAQ Lift ETF BATS BZX Exchange
01/07/2026 TSYX ETF Opportunities Trust TSPY Lift ETF NASDAQ Global Market
01/07/2026 ZCBA Global X Funds Global X Zero Coupon Bond 2030 ETF NYSE Arca
01/07/2026 ZCBB Global X Funds Global X Zero Coupon Bond 2031 ETF NYSE Arca
01/07/2026 ZCBC Global X Funds Global X Zero Coupon Bond 2032 ETF NYSE Arca
01/07/2026 ZCBE Global X Funds Global X Zero Coupon Bond 2033 ETF NYSE Arca
01/07/2026 ZCBF Global X Funds Global X Zero Coupon Bond 2034 ETF NYSE Arca
01/07/2026 ZCBG Global X Funds Global X Zero Coupon Bond 2035 ETF NYSE Arca
01/08/2026 LCO Tidal Trust IV LOGIQ Contrarian Opportunities ETF NYSE Arca
01/12/2026 BCPL BNY Mellon ETF Trust II BNY Mellon Core Plus ETF NYSE Arca
01/12/2026 BFJA First Trust Exchange-Traded Fund FT Vest Bitcoin Strategy Floor15 ETF - January NYSE Arca
01/12/2026 BKFI BNY Mellon ETF Trust II BNY Mellon Active Core Bond ETF NYSE Arca
01/12/2026 BKMI BNY Mellon ETF Trust II BNY Mellon Municipal Intermediate ETF NASDAQ Global Market
01/12/2026 BKMS BNY Mellon ETF Trust II BNY Mellon Municipal Short Duration ETF NASDAQ Global Market
01/12/2026 BMOP BNY Mellon ETF Trust II BNY Mellon Municipal Opportunities ETF NASDAQ Global Market
01/13/2026 ALBG Themes ETF Trust Leverage Shares 2X Long ALB Daily ETF NASDAQ Global Market
01/13/2026 CRMX Investment Managers Series Trust II Tradr 2X Long CRML Daily ETF BATS BZX Exchange
01/13/2026 FRWD Nomura ETF Trust Nomura Transformational Technologies ETF NASDAQ Global Market
01/13/2026 HUTG Themes ETF Trust Leverage Shares 2X Long HUT Daily ETF NASDAQ Global Market
01/13/2026 LTAX Nomura ETF Trust Nomura Tax-Free USA ETF NYSE Arca
01/13/2026 LUNL Tidal Trust II Defiance Daily Target 2X Long LUNR ETF BATS BZX Exchange
01/13/2026 ONDG Themes ETF Trust Leverage Shares 2X Long ONDS Daily ETF NASDAQ Global Market
01/13/2026 ONDU Investment Managers Series Trust II Tradr 2X Long ONDS Daily ETF BATS BZX Exchange
01/13/2026 PATX Investment Managers Series Trust II Tradr 2X Long PATH Daily ETF BATS BZX Exchange
01/13/2026 PLUL Themes ETF Trust Leverage Shares 2X Long PLUG Daily ETF NASDAQ Global Market
01/13/2026 QFHD Pacer Funds Trust Pacer S&P 500 Quality FCF High Dividend ETF BATS BZX Exchange
01/13/2026 QFRD Pacer Funds Trust Pacer S&P 500 Quality FCF R&D Leaders BATS BZX Exchange
01/13/2026 RKTL Tidal Trust II Defiance Daily Target 2X Long RKT ETF BATS BZX Exchange
01/13/2026 USAX Investment Managers Series Trust II Tradr 2X Long USAR Daily ETF BATS BZX Exchange
01/13/2026 USGG Themes ETF Trust Leverage Shares 2X Long USAR Daily ETF NASDAQ Global Market
01/13/2026 UUUG Themes ETF Trust Leverage Shares 2X Long UUUU Daily ETF NASDAQ Global Market
01/14/2026 CABZ Roundhill ETF Trust Roundhill Robotaxi, Autonomous Vehicles & Technology ETF BATS BZX Exchange
01/14/2026 CLNK Bitwise Chainlink ETF Common Shares of Beneficial Interest of Bitwise Chainlink ETF NYSE Arca
01/14/2026 EOSU ETF Opportunities Trust T-REX 2X Long EOSE Daily Target ETF BATS BZX Exchange
01/15/2026 FDRX Corgi ETF Trust I Founder-Led 2X Daily ETF NASDAQ Global Market
01/15/2026 ORLG Themes ETF Trust Leverage Shares 2X Long ORLY Daily ETF NASDAQ Global Market
01/15/2026 SGRW Harbor ETF Trust Harbor Active Small Cap Growth ETF NYSE Arca
01/15/2026 XPEG Themes ETF Trust Leverage Shares 2X Long XPEV Daily ETF NASDAQ Global Market
01/16/2026 SPLS PIMCO ETF Trust PIMCO US Stocks PLUS Active Bond Exchange-Traded Fund BATS BZX Exchange
01/20/2026 DGJA First Trust Exchange-Traded Fund VIII FT Vest U.S. Equity Buffer & Digital Return ETF - January BATS BZX Exchange
01/20/2026 MEMY ETF Opportunities Trust Tuttle Capital Meme Stock Income Blast ETF BATS BZX Exchange
01/21/2026 HAKY Amplify ETF Trust Amplify HACK Cybersecurity Covered Call ETF NYSE Arca
01/21/2026 ISBG Tidal Trust II IncomeSTKd 1x Bitcoin & 1x Gold Premium ETF BATS BZX Exchange
01/21/2026 ISSB Tidal Trust II IncomeSTKd 1x US Stocks & 1x Bitcoin Premium ETF BATS BZX Exchange
01/21/2026 LNOK Tidal Trust II Defiance Daily Target 2X Long NOK ETF BATS BZX Exchange
01/21/2026 QXAS Tidal Trust II Quantify 2X Daily Alt Season Crypto ETF NYSE Arca
01/21/2026 TLDR REX ETF Trust The Laddered T-Bill ETF BATS BZX Exchange
01/22/2026 APLZ Investment Managers Series Trust II Tradr 2X Short APLD Daily ETF BATS BZX Exchange
01/22/2026 AVRY EA Series Trust Avory Foundational ETF BATS BZX Exchange
01/22/2026 BPRO Bitwise Funds Trust Bitwise Proficio Currency Debasement ETF NYSE Arca
01/22/2026 GDT WisdomTree Trust WisdomTree Efficient TIPS Plus Gold Fund BATS BZX Exchange
01/22/2026 IREZ Investment Managers Series Trust II Tradr 2X Short IREN Daily ETF BATS BZX Exchange
01/22/2026 LCIZ Investment Managers Series Trust II Tradr 2X Short LCID Daily ETF BATS BZX Exchange
01/22/2026 NBIZ Investment Managers Series Trust II Tradr 2X Short NBIS Daily ETF BATS BZX Exchange
01/22/2026 RKNG ETF Series Solutions Defiance Retail Kings ETF NASDAQ Global Market
01/22/2026 TDOG 21shares Dogecoin ETF 21shares Dogecoin ETF NASDAQ Global Market
01/22/2026 TEMD Franklin Templeton ETF Trust Templeton Emerging Markets Debt ETF NYSE Arca
01/22/2026 TEXX Listed Funds Trust Horizon Kinetics Texas ETF NASDAQ Global Market
01/22/2026 WTLS WisdomTree Trust WisdomTree Efficient Long/Short U.S. Equity Fund BATS BZX Exchange
01/26/2026 MBBA BlackRock ETF Trust II iShares Mortgage-Backed Securities Active ETF BATS BZX Exchange
01/26/2026 SECU BlackRock ETF Trust II iShares Securitized Income Active ETF BATS BZX Exchange
01/26/2026 VAVX VanEck Avalanche ETF VanEck Avalanche ETF NASDAQ Global Market
01/27/2026 CCOM Simplify Exchange Traded Funds Simplify Chinese Commodities Strategy No K-1 ETF NYSE Arca
01/27/2026 FEMD First Eagle ETF Trust First Eagle Mid Cap Equity ETF NYSE Arca
01/27/2026 LITX Investment Managers Series Trust II Tradr 2X Long LITE Daily ETF BATS BZX Exchange
01/27/2026 SNXX Investment Managers Series Trust II Tradr 2X Long SNDK Daily ETF BATS BZX Exchange
01/27/2026 USFE First Eagle ETF Trust First Eagle US Equity ETF NYSE Arca
01/27/2026 WDCX Investment Managers Series Trust II Tradr 2X Long WDC Daily ETF BATS BZX Exchange
01/28/2026 JIDE J.P. Morgan Exchange-Traded Fund Trust JPMorgan International Dynamic ETF NYSE Arca
01/28/2026 TOS The RBB Fund Trust Twin Oak Strategic Solutions ETF BATS BZX Exchange
01/29/2026 ONEH Elevation Series Trust TrueShares Equity Hedge ETF BATS BZX Exchange
01/29/2026 TNXT T. Rowe Price Exchange-Traded Funds, Inc. T. Rowe Price Innovation Leaders ETF NASDAQ Global Market
01/30/2026 EEE CYBER HORNET Trust CYBER HORNET S&P 500 and Ethereum 75/25 Strategy ETF NASDAQ Global Market
01/30/2026 NFRX The 2023 ETF Series Trust Harrison Street Infrastructure Active ETF NASDAQ Global Market
01/30/2026 RDWU ETF Opportunities Trust T-REX 2X Long RDW Daily Target ETF BATS BZX Exchange
01/30/2026 SSS CYBER HORNET Trust CYBER HORNET S&P 500 and Solana 75/25 Strategy ETF NASDAQ Global Market
01/30/2026 XXX CYBER HORNET Trust CYBER HORNET S&P 500 and XRP 75/25 Strategy ETF NASDAQ Global Market
02/02/2026 AVTM American Century ETF Trust Avantis Total Equity Markets ETF NYSE Arca
02/02/2026 BLDX Impax Funds Series Trust I Impax Global Infrastructure ETF NYSE Arca
02/02/2026 DDFF Innovator ETFs Trust Innovator Equity Dual Directional 15 Buffer ETF - February BATS BZX Exchange
02/02/2026 DDTF Innovator ETFs Trust Innovator Equity Dual Directional 10 Buffer ETF - February BATS BZX Exchange
02/02/2026 DSCO DoubleLine ETF Trust DoubleLine Securitized Credit ETF NYSE Arca
02/02/2026 JANI AIM ETF Products Trust AllianzIM International Equity Buffer15 Uncapped Jan ETF BATS BZX Exchange
02/03/2026 ANV GraniteShares ETF Trust GraniteShares Autocallable NVDA ETF NASDAQ Global Market
02/03/2026 BTYB Tidal Trust III VistaShares BitBonds 5 Yr Enhanced Weekly Distribution ETF NYSE Arca
02/03/2026 RCAX Tidal Trust II Defiance Daily Target 2x Long RCAT ETF NASDAQ Global Market
02/03/2026 TLA GraniteShares ETF Trust GraniteShares Autocallable TSLA ETF NASDAQ Global Market
02/03/2026 XBCI NEOS ETF Trust NEOS Boosted Bitcoin High Income ETF NASDAQ Global Market
02/03/2026 XQQI NEOS ETF Trust NEOS Boosted Nasdaq-100 High Income ETF NASDAQ Global Market
02/03/2026 XSPI NEOS ETF Trust NEOS Boosted S&P 500 High Income ETF NASDAQ Global Market
02/04/2026 KRYP ProShares Trust ProShares CoinDesk 20 Crypto ETF NYSE Arca
02/04/2026 MRNX Tidal Trust II Defiance Daily Target 2X Long MRNA ETF NYSE Arca
02/04/2026 VEM Virtus ETF Trust II Virtus Emerging Markets Dividend ETF NYSE Arca
02/04/2026 ZETX Tidal Trust II Defiance Daily Target 2x Long ZETA ETF NYSE Arca